The Employee Retirement Income Security Act Section 3(38) fiduciary designation can often mean more work for an adviser, since it assigns decision-making responsibility. It also means a conversation ...

Many retirement plan service providers have a knack for oversimplifying and overstating the value of the services they provide. On the other hand, just as many providers struggle to accurately ...

Forbes contributors publish independent expert analyses and insights. I help families/small businesses discover wealth-building strategies. Sep 13, 2019, 08:45am EDT Dec 16, 2020, 12:54am EST This ...

Hiring 3(38) investment managers can reduce employers’ exposure to claims tied to investment performance, but they still need to be monitored. When a federal district court in Nevada last month ...

There are myriad products in the marketplace that service providers to 401(k) plans--say, insurance companies--offer to plan sponsors. These products include so-called "fiduciary warranty" services, ...